Thailand

Indonesia

Mr. Ratch Sodsatit

Mr. Stephanus Turangan

Mr. Wilhem Lee (Senior Executive Director) - holds a Bachelor of Business (Accountancy) degree and is a committee member of CPA Australia. He joined UOB Kay Hian Private Limited as part of senior management in 2019. He has over 36 years experience in the securities and investment banking industry spanning South East Asia and North Asia. Prior to joining UOB Kay Hian Private Limited, he held various senior and origination roles in renowned global banks including Head of Coverage - Investment Banking APAC, Head of M&A and Sectors APAC, as well as front line responsibility involving financing, advisory and capital markets.

He currently sits in various committees overseeing regional and structured credit, corporate finance and capital markets, in addition to the Hong Kong and Singapore management committees.

Mr. Lim Seng Bee (Senior Executive Director) - holds a Bachelor of Science degree from the Stern School of Business of New York University. He was appointed Executive Director of UOB Kay Hian Private Limited in June 2005 and Senior Executive Director on 1 January 2013. Mr. Lim is a member of the Group Executive Committee. In addition to being involved in the general management of the Singapore operations, he is also responsible for the management of the regional business in North Asia.

Prior to joining UOB Kay Hian Private Limited, he had extensive experience in managing the securities business in Hong Kong.

Ms. Oh Whee Mian (Senior Executive Director) - holds a Bachelor of Accountancy (Honors) degree from Nanyang Technology University of Singapore. She joined UOB Kay Hian Private Limited in 2001 and was appointed Executive Director in 2013. Ms. Oh was appointed Senior Executive Director on 1 July 2021 and she is involved in the general management of the Singapore office and overseeing the regional offices. Prior to joining UOB Kay Hian Private Limited, she was working for an established international public accounting firm.

Mr. Kok Heng Loong (Executive Director) - holds a Bachelor of Business Administration degree from the National University of Singapore. He has been in the stockbroking industry since 1989 and joined UOB Kay Hian Private Limited in February 2012 as an Executive Director. He is involved in the general management and development of the retail business for the Group.

Mr. Julian Lee (Executive Director) - holds a Master of Science in Accounting and Finance from the London School of Economics and Political Science, United Kingdom.

Mr. Lee joined UOB Kay Hian Private Limited in 2003 and was appointed as an Executive Director in 2017. He is responsible for the Group’s financing services, credit risk management and structured fi nance transactions.

Prior to joining UOB Kay Hian Private Limited, he was working for a global banking group in Singapore.

Mr. Jarod Ong (Executive Director) - holds a Master of Science in Molecular Engineering from the Singapore M.I.T. (Massachusetts Institute of Technology) Alliance. He joined UOB Kay Hian Private Limited as part of senior management in January 2021. He is involved in general management and is Head of Operations of the Group. Mr. Ong brings with him exchange operations experience and process transformational experience across various industries. Prior to joining UOB Kay Hian Private Limited, he held various leadership roles in renowned global banks and market infrastructure operator.

Mr. Gary Tan (Executive Director) - holds a Bachelor of Business Administration degree from Royal Melbourne Institute of Technology, Australia. He has been in the stockbroking industry since 1997 and was working for an established local bank backed brokerage before joining UOB Kay Hian Private Limited in February 2013 as an Executive Director. He is involved in general management focusing on overseeing the strategic planning and development of the Group’s technology platform and online trading business.

Mr. Soh Ee Beng (Senior Executive Director) – holds a Bachelor of Accountancy degree with First Class Honours from Nanyang Technological University, Singapore. He joined UOB Kay Hian Private Limited as part of senior management in June 2024 and is involved in the general management and development of the private wealth management business for the Group.

Mr. Soh has over 26 years of experience in investment banking covering primarily South-East Asia. Prior to joining UOB Kay Hian Private Limited, he held senior leadership roles at several international banks including senior advisor at Houlihan Lokey, Managing Director and Head Advisory for South-East Asia at The Hongkong and Shanghai Banking Corporation Ltd, Managing Director and Head of Investment Banking of N M Rothschild & Sons (Singapore) Ltd, the CEO and Head of Investment Banking of BNP Paribas Peregrine (Singapore) Ltd, and the Director of Corporate Finance of ING Bak N. V..

Mr. Soh currently serves as an independent director of Pan-United Corporation Ltd and Cortina Holdings Limited. Mr. Soh was also previously an independent non-executive director of Xinghua Port Holdings Ltd.

Mr. Paul A. De Vierno (Executive Director) – holds a Bachelor of Arts degree from Dartmouth College, USA. He joined UOB Kay Hian Private Limited as part of senior management in March 2014 and is responsible for the strategy and development of the Group’s private wealth management business, including discretionary portfolio management and advisory solutions.

Mr. De Vierno has over 35 years of experience in global financial markets and asset management. He began his career as an equity arbitrage trader with Cargill Financial Services in the United States and Singapore from 1989 to 1997, before serving as Executive Vice President at Daiwa Securities in Hong Kong. He subsequently founded the Asian office of Eagle Capital Management (Asia), a US hedge fund, as Managing Director, established the alternative fund management business at UOB Kay Hian Advisor as Director, and later led the Singapore office of Wayzata Investment Partners Asia, a private equity fund with assets under management of about US$7 billion, as Managing Director.

Mr. Karman Hsu (Chief Executive Officer) – holds a degree in Economics and Commerce from the University of Melbourne, qualified as a Chartered Accountant with KPMG Peat Marwick in Australia and as a CPA with KPMG Peat Marwick in Hong Kong. He joined UOB Kay Hian (Hong Kong) Limited as its Chief Executive Officer in January 2012.

Mr. Hsu has more than 32 years of experience in the securities industry with various established financial institutions. Prior to joining the Group, he was Head of Corporate Finance with Cazenove Asia in 1996 and was made Partner at Cazenove & Co PLC in 2001. He was subsequently appointed as Managing Director of JP Morgan Cazenove and Head of Investment Banking for Asia of Cazenove Asia Limited. His last held position before joining the Group was Managing Director, Head of Equity Corporate Finance at Standard Chartered Bank (HK) Ltd in 2009.

Mr. Hsu is also an Independent Non-Executive Director of Kowloon Development Company Limited (SEHK: 0034).

Mr. Raymond Lam (Executive Director – Operations) - holds a Master of Applied Finance degree from Macquarie University Australia, qualified as a CPA under CPA Australia. He joined UOB Kay Hian (Hong Kong) Limited in 2005 and was appointed Executive Director in 2015. He is involved in the general management of the Hong Kong operations. Prior to joining, he was working for global banking group in Australia and in Hong Kong.

Mr. David Lim Meng Hoe (Chief Executive Officer) – holds a Bachelor of Economics from Monash University and has over 41 years of experience in the stockbroking industry in Malaysia. He joined UOB Kay Hian Private Limited in 2011 and was appointed Managing Director of the Group’s Malaysian operations in 2012.

Mr. Ratch Sodsatit (Chief Executive Officer) - holds a Master of Business Administration degree from Seattle University and Bachelor of Engineering from Chulalongkorn University in Thailand. He joined UOB Kay Hian Securities (Thailand) Plc. on 1 March 2024 as Chief Executive Officer. Prior to joining, he was an Executive Director for several leading financial companies in Thailand.

Mr. Stephanus Turangan (Chief Executive Officer) - holds a Bachelor and Master degree from Case Western Reserve University and Baldwin Wallace College.

He joined UOB Kay Hian as President Director in November 2022. He has over 30 years of experience in financial market in Indonesia. Prior to joining UOB Kay Hian, he was CEO of Trimegah Sekuritas Indonesia since 2012 and he held various senior roles in Securities and Banking Companies including Equator Capital, PT Danareksa (Persero), Deutsche Bank Jakarta, Mandiri Sekuritas, Bahana Securities, Nomura Securities, Sigma Batara and Astley Pearce Nusantara Indonesia.

He holds the Broker Dealer License, Underwriting License and Investment Manager License from Otoritas Jasa Keuangan Indonesia